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Steve Gerbel Explains How To Manage Merger Arbitrage Risk (Video)

By DailyAlts Staff In this video , Steve Gerbel explains merger arbitrage by making an analogy to air travel: “They say the safest place for an airplane is in the hangar, but that’s not what airplanes are for,” he says. When we fly, we want the reward of air travel, and we’re willing to take on some risk in pursuit of that reward – but we want the risk to be as minimal as possible. This, according to hedge-fund expert Mr. Gerbel, is what the SilverPepper Merger Arbitrage Fund does: it seeks the highest rewards for the least risk. What is merger-arbitrage? Mr. Gerbel explains with an example of a stock trading at $8.50. When another firm announces its intention to acquire it at $10 per share, the share price of the acquisition target might rise to $9.70 – the remaining $0.30 reflects the uncertainty that the deal might not go through, and this is where arbitrage comes in. By buying shares of the acquisition target after the announcement but before the deal is closed, SilverPepper seeks to make a predictable $0.30 gain on the deal. “Dime after dime,” this adds up. According to Mr. Gerbel, 96% of all announced mergers have closed, but his firm still undertakes extensive research before entering a trade. Mr. Gerbel likens this to a pre-flight checklist to ensure an airplane is safe to fly.

4 Large-Cap Blend Funds To Buy On Market Rally

After being beaten down heavily at the start of 2016, most of the major benchmarks have lately shown signs of stabilization with strong gains. Factors including a crude rally, improvement in the domestic economy and a low interest rate played the key roles in boosting investor sentiment. While the Dow entered the positive territory for the first time in 2016 last Thursday, the S&P 500 managed the same on Friday. Also, the markets posted weekly gains for the fifth consecutive week. Moreover, the fear-gauge CBOE Volatility Index (VIX) – a widely known measure of volatility – declined 23% since the start of 2016, indicating that the markets are stabilizing. Meanwhile, U.S. based mutual funds that focus on acquiring equity securities also rebounded strongly on the back of impressive performance at the equity markets. While most of the broader U.S. equity fund categories remain in the negative territory year to date, each category registered significant gains over the past one month. Banking on these positive developments, large-cap blend mutual funds, which offer the best of both value and growth investing and promise stable returns, may prove to be ideal investment propositions for now. Factors Leading to the Rebound A strong rally in oil prices was mainly behind the rebound in the major benchmarks. After touching a 13-year low on Feb. 11, the WTI crude gained nearly 50.5% on an increasing possibility of production freeze, continued decline in rig counts and a lower-than-expected rise in crude inventories. Qatari oil minister and president of OPEC, Mohammed Bin Saleh Al-Sada, recently said that the major oil producers will be meeting in Doha on April 17 to discuss production freeze. Meanwhile, rig count in the U.S. declined for the twelfth consecutive week to an all-time low level. Moreover, several economic data that released recently showed that the U.S. economy is on a path of recovery. While the economy witnessed strong and better-than-expected job growth last month, unemployment rate remained in line with the significantly low January rate of 4.9%. Also, the Labor Department reported that the core-Consumer Price Index (CPI), which excludes food and energy prices, gained 2.3% from the year-ago level, witnessing its biggest increase since May 2012. Meanwhile, the Fed recently highlighted that “economic activity has been expanding at a moderate pace despite the global economic and financial developments of recent months.” Separately, in its March meeting, the Federal Open Market Committee (FOMC) decided to keep the rate of interest flat between 0.25% and 0.50% and projected that the number of rate hikes this year will be two instead of four as forecast in its December meeting. The assurance that the rate will be kept unchanged for a longer period of time also had a positive impact on investor sentiment. And to top it all, the Fed Chairwoman Janet Yellen said: “The committee continues to feel that we are on a course where the economy is improving and inflation is moving back up.” 4 Large-Cap Blend Funds to Buy After losing nearly 6% in the first two months of 2016, the large-cap blend category made an impressive rebound on the back of gradual improvement in investor sentiment. This helped the category to register a strong gain of 7% over the past one-month period. The uniqueness of these funds to provide returns at a lower level of risk by investing in both value and growth stocks might have attracted investors. While large-cap funds offer more stability than mid caps or small caps, blend funds offer a great mix of growth and value investment. Given this favorable environment, we highlight four large-cap blend mutual funds that carry either a Zacks Mutual Fund Rank #1 (Strong Buy) or #2 (Buy). We expect these funds to outperform their peers in the future. Remember, the goal of the Zacks Mutual Fund Rank is to guide investors to identify potential winners and losers. Unlike most of the fund-rating systems, the Zacks Mutual Fund Rank is not just focused on past performance, but also on the likely future success of the fund. These funds have encouraging one-month and year-to-date returns. The minimum initial investment is within $5000. Also, these funds have a low expense ratio and no sales load. DFA U.S. Large Company I (MUTF: DFUSX ) invests a minimum of 95% of its assets in securities of companies listed in the S&P 500 Index and tries to maintain a similar company weight. DFUSX may also invest in derivatives including futures contracts and options on futures contracts for adjustment of market exposure. Currently, DFUSX carries a Zacks Mutual Fund Rank #1. The fund has one-month and year-to-date returns of 7.2% and 0.9%, respectively. Annual expense ratio of 0.08% is lower than the category average of 1.03%. Vanguard Dividend Appreciation Index Investor (MUTF: VDAIX ) seeks to provide returns similar to the NASDAQ US Dividend Achievers Select Index. VDAIX invests all of its assets in common stocks of companies listed in the index in proportion, which is similar to their weighting in the index. Currently, VDAIX carries a Zacks Mutual Fund Rank #2. The fund has one-month and year-to-date returns of 5.7% and 3.7%, respectively. Annual expense ratio of 0.20% is lower than the category average of 1.03%. State Farm Growth (MUTF: STFGX ) invests heavily in securities including common stocks and others that are expected generate income. The fund invests in securities of companies with a minimum market capitalization of $1.5 billion. STFGX currently carries a Zacks Mutual Fund Rank #2. One-month and year-to-date returns of STFGX are 5.5% and 3.3%, respectively. Annual expense ratio of 0.12% is lower than the category average of 1.03%. Hartford Stock HLS IA (MUTF: HSTAX ) seeks capital appreciation over the long run. HSTAX invests the lion’s share of its assets in equity securities of large-cap companies having market capitalization within the range of the Russell 1000 Index. The fund may invest a maximum of 20% of its assets in foreign securities. Currently, HSTAX carries a Zacks Mutual Fund Rank #2. The fund has one-month and year-to-date returns of 5.4% and 2.6%, respectively. Annual expense ratio of 0.50% is lower than the category average of 1.03%. Original Post

Inside PowerShares’ New Multi-Asset ETF

The recent market upheaval triggered by global growth worries left investors baffled about which investment to tap. While equities have lost their appeal this year, fixed income securities have gained. In the equities spectrum, dividend stocks beat out other equity securities. Meanwhile, some country ETFs outperformed. With uncertainties likely to be in place in the coming days, investors can choose strategies that can reduce risk in their portfolio. And a multi-asset portfolio does a great job in accomplishing this goal. By investing in multi-asset ETFs, investors do not have to worry about the threats emanating from single-asset class picking. This is why PowerShares has rolled out a multi-asset ETF, PowerShares DWA Tactical Multi-Asset Income Portfolio (NASDAQ: DWIN ), which follows a ‘fund of funds’ approach. DWIN in Focus The new ETF looks to track the Dorsey Wright Multi-Asset Income Index. The index chooses investments from a cluster of income strategies on the basis of parameters like relative strength and current yield. The product holds five ETFs in the basket. The ETF will charge investors 69 basis points a year for this exposure. The Fund and the Index are primed for monthly rebalancing. PowerShares High Yield Equity Dividend Achievers Portfolio (NYSEARCA: PEY ), PowerShares Preferred Portfolio (NYSEARCA: PGX ), PowerShares Build America Bond Portfolio (NYSEARCA: BAB ), PowerShares Emerging Markets Sovereign Debt Portfolio (NYSEARCA: PCY ) and PowerShares Global Short Term High Yield Bond Portfolio (NYSEARCA: PGHY ) constitute the fund at the current level with weights of 20.88%, 20.81%, 20.35%, 18.99% and 18.97%, respectively (read: 4 Multi-Asset ETFs to Lower Portfolio Risk ). How This Fits in a Portfolio? DWIN could be an interesting choice for those seeking a broad income play. The fund offers mixed exposure ranging from equities to bonds to the alternative assets. Multi asset ETFs are funds that invest in a combination of diverse asset classes such as investment grade and high yield bonds, domestic and international markets stocks, preferred stocks, REITs and MLPs. These funds offer great diversification benefits by investing across different asset classes and provide a high level of current income with stability and potential for long-term appreciation. In the present low-yield environment, a look at high-income products seems feasible. By investing in diverse asset classes which have low correlations with conventional asset classes, the fund will likely reduce volatility and offer stability to the portfolio. Moreover, a fund-of-funds approach seems a great strategy in minimizing the portfolio risks. Can it Succeed? There is still a desire for such securities despite a good number of choices already in the space. So, the fund has scope for growth in this field (see all the Zacks ETF Categories here ). Still, the fund could face competition from Arrow Dow Jones Global Yield ETF (NYSEARCA: GYLD ), which has amassed over $89 million in assets. It costs investors 75 bps in annual fees. Among others, the popular multi-asset income ETFs – Guggenheim Multi-Asset Income ETF (NYSEARCA: CVY ), iShares Morningstar Multi-Asset Income ETF (BATS: IYLD ) and SPDR SSgA Income Allocation ETF (NYSEARCA: INKM ) – may also give stiff competition to the newbie. Notably, CVY, IYLD and INKM charge 65 bps, 60 bps and 70 bps in fees, respectively. Since the newly-launched fund charges in line with its peers, only a sizable yield can draw investors’ interest. Original Post