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Robo-Advisors Are Desperately Clinging To A Dangerous Dogma

I’ve recently argued that the success of passive investing potentially sows the seeds of its own demise . Patrick O’Shaughnessy also made a similar point recently and probably a bit more eloquently. But, to dig deeper into the push towards passive, there’s one big problem I have with virtually every one of the major robo-advisors that very few folks seem to be talking about. That is they all seem to advocate a heavily overweight position in equities, and for the most part, this is skewed towards U.S. equities. For example, below is the allocation Wealthfront would put me in. It’s 91% in stocks, 49% U.S. stocks and 42% foreign, and 9% muni bonds (This is its taxable allocation, but the retirement allocation is very, very similar). Click to enlarge I assume this massive equity overweight is simply based on the, “stocks for the long run,” dogma that everyone has bought into in recent years. The trouble with this is that it fails to take into account the simple fact that, in recent years and across a wide variety of time frames, bonds have outperformed stocks and with far less volatility, or what some might call, “risk.” As The Economist points out , “there was a point in 2011 when equities had lagged Treasury bonds over the previous 30 years.” 30 years! Intrigued, I decided to run some of the numbers myself. The chart below tracks the difference in performance between Vanguard’s S&P 500 index fund versus its long-term treasury fund. It dates back to the start of 1999; that’s as far as StockCharts.com will let me go. Notice that since then, bonds have nearly doubled up on the performance of stocks, and this includes some of the greatest years in stock market history! This time frame is especially compelling to me because stocks are currently valued, according to the Buffett yardstick and a few other valuable measures, just as highly today as they were back in 1999-2000 . Click to enlarge We can also just look at the past 10 years. Stocks have had an incredible run recently; surely they’ve outperformed bonds over the past decade. Nope. Bonds win again and, if you owned them instead of stocks, you felt much better about your investments during the financial crisis and were thus much more likely to stick with your investment strategy through that difficult period. Click to enlarge So it’s fascinating for me to see so many hang on so fiercely to the idea that buying and holding U.S. stocks over any and all time frames is the way to go despite their much greater volatility and lagging performance in recent years. And to see this dogma take form across every robo-advisor I’ve found just validates how deeply ingrained this dogma has now become. In fact, Wealthfront is so in love with the idea it wouldn’t put any of my money at all into long-term treasuries. Why not? Because it’s clinging to a dogma that perhaps worked at one point a long time ago, when stocks were more consistently fairly valued. But this dogma hasn’t worked for quite a long time now. Maybe this is why Ray Dalio’s firm, which has adopted just the opposite dogma – overweight bonds versus stocks because they offer better risk-adjusted returns over the long term – has become the largest hedge fund firm by assets in the world. Now I’m not saying you should forget stocks and put all your money in bonds. But there is a wonderful case to be made for diversifying across a variety of asset classes. Wealthfront makes it appear as if it’s doing so. It’s not. In fact, it would just put all my money in the stock market and say, “good luck!” True diversification is something very, very different and also something far more valuable. Sadly, it may take another painful bear market in equities before the robos learn this important lesson.

FXF Hedge To Assuage ‘Brexit’ Fears

By Max Chen and Todd Lydon Market observers are growing anxious as the United Kingdom contemplates breaking away from the European Union. However, traders may hedge the so-called Brexit risk through the Swiss franc and currency-related exchange traded fund, according to industry analyst ETF Trends . The CurrencyShares Swiss Franc Trust (NYSEArca: FXF ) , which tracks the currency movement of the Swiss franc against the U.S. dollar, has been a traditional safe-haven play in times of volatility. FXF has gained 1.3% year-to-date as global volatility pressured riskier assets. On the backdrop of greater uncertainty down the road, HSBC argues that the Swiss currency could strongly rally on the a Brexit but would not weaken if the U.K. decided to remain in the 28-country bloc, reports Katy Barnato for CNBC . The U.K. is set to hold a referendum on June 23 where the electorate will vote on whether the country should remain with the European Union. “The CHF would likely rally on Brexit, given the political and European-centric nature of the crisis ,” HSBC currency strategists, David Bloom, Daragh Maher and Mark McDonald, said in a report. “The Swiss National Bank may intervene, but we believe it would only, at best, be able to slow the move rather than reverse it.” The HSBC strategists argue that while Brexit fears have been gaining momentum, there has been little evidence that the franc has priced in Brexit risks. “This asymmetry makes the CHF the best choice as a hedge,” HSBC Strategists added. Unlike the U.K., Switzerland has never been a part of the European Union. During times of duress among Eurozone members, the Swiss franc has acted as a safe-haven hedge. For instance, during the height of the Eurozone financial crisis, the franc currency rallied against the euro. The U.S. dollar weakened against the franc currency Wednesday, trading around CHF0.9765 Wednesday. The Swiss franc appreciated against the USD Wednesday after the Federal Reserve held interest rates steady while lowering expectation for the number of hikes this year to two from a planned four rate hike. CurrencyShares Swiss Franc Trust Click to enlarge Disclosure: I/we have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours. I wrote this article myself, and it expresses my own opinions. I am not receiving compensation for it. I have no business relationship with any company whose stock is mentioned in this article.

Dispelling Misconceptions On ETFs’ Place In The Market

By Max Chen and Tom Lydon As the exchange traded fund industry grows in size and accumulates over trillions of dollars in assets under management, some are concerned that the investment vehicle is beginning to sway markets or won’t hold up in times of severe stress, according to industry analyst ETF Trends . However, Joel Dickson, Head of Investment R&D at Vanguard Group, argued on the Financial Times that ETFs do not contribute to market volatility and will hold up in times of market stress, despite some concerns about the investment vehicle. First off, Dickson points out that the global ETF industry represents about $3 trillion in assets, compared to the $300 trillion in financial assets over all. Given the relatively small size compared to the rest of the financial market, Dickson argues that there would have to be something we aren’t seeing in ETFs for them to sway market volatility. ETFs, like stocks, trade on a stock exchange through a broker. This secondary market is responsible for most of the trading volume in ETFs. Dickson points out that in the U.S. daily data shows that the median ratio of ETF trading volume that took place on the secondary market was about 94% for equity and 83% for bonds. “The net result is that most ETF shares are traded between investors and do not result in any activity in the ETF portfolio,” Dickson said. “Based on this data it’s hard to argue that ETFs are a cause of market volatility. Niche products might have an impact in low-volume asset classes. But for the overall equity and bond markets, the answer has to be no.” Credit Suisses’s Victor Lin mirrored Dickson’s sentiments. In his research, Lin found that data shows ETF activity only drives a small percentage of volume for most stocks, reports Teresa Rivas for Barron’s . “Sampling data between January 2015 to January 2016, we found that increases in ETF flow driven trading (averaged over a month) for a stock did not consistently result in an increase in realized volatility for that stock (adjusted for market-wide changes in volatility) over a one-month timeframe,” Lin said in a note. With regard to ETFs struggling in times of market stress, which many pointed to during the events on August 24 last year, Dickson contended that the situation occurred due to structural problems of the exchanges rather than problems with the ETF wrapper. “Because ETFs are listed on an exchange, they are subject to the same demand/supply forces and circuit-breaker rules as ordinary equities,” Dickson said. “This is what happened on August 24: the spread between the bid and offer prices of listed stocks and ETFs widened and some were temporarily halted.” Since the structural problems were revealed in late August, many ETF providers have been in discussion with regulators and exchanges on ways to improve the market structure. Disclosure: I/we have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours. I wrote this article myself, and it expresses my own opinions. I am not receiving compensation for it. I have no business relationship with any company whose stock is mentioned in this article.