Tag Archives: climate-change

Hedge Funds Abandon SunEdison: 3 ETFs Feeling The Pain

SunEdison (NYSE: SUNE ), once the darling of hedge fund managers, has lost all its shine after being on a downward trend for some time. According to the recent 13-F filing with the SEC, several hedge fund managers have reduced their stake in SunEdison. Fund manager David Einhorn’s Greenlight Capital slashed its position in the stock by 25% while Dan Loeb’s Third Point and Stephen Mandel’s Lone Pine Capital liquidated their entire stake in the stock. As a result, SunEdison tumbled as much as 38.4% in Tuesday’s trading session following a 7.5% decline on Monday. This has raised a panic alarm in the ETF world, especially among funds having the largest allocation to this solar firm. These products are, namely the Market Vectors Solar Energy ETF (NYSEARCA: KWT ) , the Guggenheim Solar ETF (NYSEARCA: TAN ) and the Market Vectors Global Alternative Energy ETF (NYSEARCA: GEX ) . While KWT and TAN target the solar space of the alternative energy world, GEX provides global exposure to the companies that are primarily engaged in the business of alternative energy. The trio currently has about 4.6%, 2.6%, and 1.5% allocation in SunEdison, respectively. American firms occupy half of TAN and GEX, while KWT allocates 30.5% of assets in the US. SunEdison has been witnessing a steep downfall since its earnings announcement on November 9 after the closing bell. The stock has plummeted over 59% to date since it incurred a wider loss than expected in the third quarter. Its estimates are moving south with earnings expected to be down 18.5% in the current year and 2.5% in the next. Further, the company is expected to post negative earnings growth of 240.4% compared with an industry average growth of 9.3%. Moreover, SunEdison has a Zacks Rank #3 (Hold) with a poor Growth and Value style score of ‘F’ each and Momentum style score of ‘D’. All these suggest big trouble for the company in the future and thus the three ETFs mentioned above might see pain ahead. Over the past five days, KWT and GEX shed over 3% each while TAN lost much higher by about 7.4%. The alternative energy space was beaten down badly due to the plunge in oil price that is taking a toll on the space with solar being the worst hit. This is because of investors’ misconception that oil price and solar market fundamentals are directly related. Otherwise, the industry fundamentals are still encouraging with growing demand for renewable sources, efficient alternative energy application, and Obama’s ‘Climate Change Action Plan’. Original Post

China Stumbles But Does Not Fall: ETFs To Play The ‘Chinese Century’

The Chinese government has the will and resources to create national wealth while helping smooth economic bumps and market volatility. Chinese ‘B’ shares trade at a PE of 21.6 (‘A’ shares trade at 16.7x), comparable with the S&P 500. FXI (iShares) is the largest China ETF, while Vanguard’s VWO is 27% invested in China. China’s stock market has been on a roller-coaster ride in 2015, with the largest China ETF, the iShares China Large-Cap ETF ( FXI), down 8% YTD. Recently, China’s market has been in the news, first for its huge run-up, then for its dramatic decline. I wanted to share some perceptions on the strength of China, and its internal resolve, that I think provides some perspective on the long-term opportunities in the Middle Kingdom. (click to enlarge) Source: Yahoo! I recently had the privilege of attending a conference in Miami sponsored by the Financial Times- ‘Trade Links With The New Latin America.’ While I learned a tremendous amount regarding the resource, political and financial/structural issues regarding trade with Latin America, my biggest takeaways were about China. A discussion regarding China is especially timely, as that country’s recent stock market meltdown, government response and growth forecasts have been in the news in recent months. Below I will discuss several of the more interesting observations; many of the observations will be directly attributable to Charles Tang, Chairman, China-Brazil Chamber of Commerce & Industry. Mr. Tang is not formally a part of the Chinese government, but spoke as if he was representing the views of his government, and equally as important, was thought by other panelist and conference participants to be representing the views of the Chinese government. Non quotes are my perception of comments by Mr. Tang and other participants at the conference (bankers, scholars, businesspeople and government representatives). I will start with the summary observations, and support with examples throughout the article. 1) China views the US as a competitor eager to keep the growing country down, 2) China has literally trillions of dollars saved to support its economy, help its friends and to secure its goals, 3) China is generous with its friends and does not (think it) attach moralistic strings to its aid/deals. 4) China will do what it takes to gain power, influence and respect. A very frank and telling quote, “The current administration will not be successful in dealing with China.” My initial thought was, are we (the US) playing the same game (as the Chinese)? It is well-known that we tend to view events and actions through our own prism. The conference brought into stark focus how actions can be viewed very differently depending on your ‘side.’ For example, actions by the US (and the West in general), that may be thought as motivated to help our partners or our economy are viewed by the Chinese as structured to isolate (China). The Trans Pacific Partnership (“TPP”), while controversial in the US for a variety of domestic reasons is viewed in China as a tool to exclude and isolate that country. While not a primary motivator, I think the Chinese, at least perceptually, have a point. A quote was, because the TPP excludes China “it will be difficult to be very successful.” The International Monetary Fund (“IMF”) is well known as the agency that tries to help troubled economies. From China’s perspective, it has been excluded from participation; ironic to China as it is the great creditor nation (and those that have the most say at the IMF are big debtors- bad at running their own economies!). Having successfully kept China out of the leadership of the IMF, the country decided to start its own development bank, the Asian Infrastructure Investment Bank (“AIIB”). Despite heavy lobbying by the US against joining the bank, the UK was the first western country to join; the headline in the New York Times summed up the situation: “Stampeded to Join China’s Bank Stuns Even Its Founder.” China’s success in getting the AIIB off the ground promises to increase the country’s stature and influence. Unfortunately (for the US), China’s gain is at the expense of the US. Poorly played by the US; the lack of influence (with heavy lobbying) is a real sign of diminished US influence. China wants its currency, the Renminbi, to be a trade and reserve currency, like the US Dollar and (to a lesser extent) the Euro. China’s attempts at currency control and manipulation have hurt itself in this regard. However, as conference attendees demonstrated, banks such as Commerzbank ( OTCPK:CRZBY ) are eager to facilitate Renminbi transactions (as opposed to having a transaction conducted in US Dollars or Euros); it appears almost inevitable that China will eventually succeed in having its currency join the US dollar as a trading and (later) a reserve currency. China will need to remove most capital controls before the currency can truly be a reserve currency. China is not “on the rocks.” While tacitly acknowledging some clumsiness in dealing with the stock market situation, the real point emphasized was that China has $4 trillion (with a ‘T’) to play with. Interesting quotes included: (the first part partially in jest), “China is not going broke . . . it has tremendous financial depth.” And, there have been “a few hick-ups” in transitioning China to a consumer economy. Also, “China was a slight cold . . . the US has had pneumonia for the last 16 years.” Note the confidence, arrogance and (by being arrogant) lack of confidence. In talking about the financial situation, it was noted that almost none of Chinese property is subject to a property tax. The imposition of a property tax was noted as a lever that could be used to support indebted regions. From a practical point of view, China feels, instead of exploiting Africa as the colonial powers (or the post-colonial rulers) did, they have “transformed Africa into a continent of hope.” After hearing this quote, I did realize there was a certain ‘Alice in Wonderland’ feel to the perspectives of the Chinese and the West. However, China feels its investments in Latin America are a counter-point to the historically more exploitive investments of the US. Coincidently, on September 3, the Financial Times reported that China had made a $5 billion loan to beleaguered Venezuela. While risky from a credit point of view, China is clearly buying influence with money (even at the risk of default) and securing supplies of commodities (in this case oil). China also continues to invest in Brazil, though more cautiously as the Petrobras (NYSE: PBR ) scandal has made the money-for-influence transaction more challenging (who know who will be in power in six months). However, never one to miss a good crisis, China is “taking advantage of opportunities to buy assets” in Brazil. Like Donald Trump, you have to admire the straightforward audacity of the Chinese even if you do not respect the underlying morals/motivations. Frankly, lending when all others have left is a great way to gain favors and bargains. Another interesting quote regarding investment, “Chinese money has no conditions.” Of course Chinese money has conditions, just not the moral conditions or requirements used to satisfy local political constituents (e.g. unions) in the US. While I don’t know if anything I heard was entirely new. What was new to me was the blunt, forthright and unapologetic way the Chinese perspective was presented; hearing a direct Chinese justification was certainly different than a Western interpretation. My takeaways are: China is buying assets and influence on the cheap. China is amoral and guided by enhancing security and stature. China views the US as attempting to isolate the country; China’s response is to create parallel institutions that will ultimately weaken US influence. The US would be better to compromise (in some areas) than compete. China’s $4 trillion war chest gives it flexibility and a long-term perspective the US (and the West) cannot match. A parallel thought is the impact to the US if China stops buying US Treasury bonds (he who has the gold . . .). China’s arrogance and insecurity will cause it to waste a good portion of its war chest (e.g. Japan in the 1990’s). The influence China’s money will buy, will be somewhat like what the old Soviet Union used to buy. Effective, but generally in areas where ideology trumps economics. China’s no-strings attached money come with ‘other’ strings (see: Godfather Part I). The US is wasting goodwill and money in threatening the Chinese; the Chinese are proud, determined to be respected and will create a lose-lose situation if necessary (e.g. Creation of the AIIB). The lack of a well-articulated and consistently applied economic policy is hurting the US vis a vis the Chinese. I would regard any commitments the Chinese make with respect to climate change as credible as the commitments the Iranians make on nuclear weapons (probably well-intentioned when made, but not likely to be adhered to in the long term). I mention this topic as it is one where the US would likely make concessions in international agreements in order to get cooperation from the Chinese. While much of the above was not directly about the stock market, much of it has a direct impact. In short, China is playing the long-game to enhance its financial and strategic power. The government will do what is necessary for stability. From a market perspective, that means investors benefit from the government’s desire to increase overall national wealth and use its resources to smooth bumps and minimize market volatility. The macro growth of 7% (or even 5% or 6%) is a strong tailwind. Last week’s announcement changing the one-child policy is a new (with a nine-month lag ) tailwind. The Shanghai Stock Exchange reports an average PE ratios of 16.7x and 21.6x for ‘A’ shares (those available for purchase by mainland Chinese) and ‘B’ shares, respectively. By comparison, the S&P 500 currently trades at a 21.9x PE ratio. While confidence in earnings reported by Chinese firms is not as high as those reported by US firms, the valuations provide a sense of relative value. Despite recent volatility, given Chinese tailwinds, valuation does not seem excessive. From a long-term perspective, China should be considered a part of a well-diversified portfolio. FXI is the largest ETF (0.74% expense ratio), though eight other China ETF’s exist with assets of more than $100 million (see the ETF database for more information). Personally, I participate in China via the Vanguard FTSE Emerging Markets ETF (NYSEARCA: VWO ) (0.15% expense ratio). VWO’s portfolio is 27% China.

A Primer On Alternate Energy ETFs

Despite a multitude of macro challenges like deflationary worries in Europe, a slowdown in China and Japan, along with the oil price carnage in the market, the long-term outlook for the alternative energy space has held up pretty well. Climate change is one of the defining challenges of the century. Given the attempts to combat global warming worldwide, environmental considerations have been driving demand for alternative energy sources. The latest report from the U.S. Energy Information Administration (“EIA”) shows that renewable energy will be the fastest growing power source through 2040. “Clean energy” has long been the focus of the current administration. President Obama’s “Climate Change Action Plan” and the favorable green energy trends have already done a lot in pushing the sector northward. On Aug 3, 2015, the White House revealed the final version of the ambitious climate policy. This Environmental Protection Agency (EPA) program seeks to cut CO2 emissions from the nation’s power plants. The Obama administration has vowed for CO2 reduction of 28% by 2025 and 32% by 2030 from 2005 levels. This version turns out to be a little stronger than the draft proposal released last summer, wherein the EPA had proposed total CO2 reduction of 29% by 2025 and 30% by 2030. Per the International Energy Agency, the share of renewables in total power generation is expected to rise to 33% in 2040 from 21% in 2012 globally. Again, the EIA report reveals that electricity generation from renewable sources is projected to increase to 18% by 2040 in the U.S. Wind and solar production have been rising at an exponential rate and renewable energy sources can now generate electricity at a price very close to the electricity generated by fossil fuels. Per the latest report released by the Solar Energy Industries Association (“SEIA”), the U.S. solar energy industry grew 8.7% year over year to reach 1,393 megawatts (“MW”) DC in the second quarter 2015. This is a landmark for the market, with cumulative installations reaching the 20 GW DC mark, buoyed by strong contributions from each of three segments: utility, commercial and residential. The SEIA expects the U.S. PV market in 2015 to witness yet another strong year, with installations reaching 7.7 GW DC, representing a 24% increase over 2014. Again, the American Wind Energy Association (“AWEA”) reported that the U.S. wind industry installed 1,661 MW during the second quarter of 2015, bringing the first half 2015 installations to 1,994 MW. This is more than double the capacity installed in the first half of 2014. Just as pro-environment regulations have given a boost to the alternative energy sector, trade conflicts between some of the major solar product manufacturing countries have complicated the landscape. Solar trade relations have particularly heated up with China and the U.S. trying their level best to protect homegrown interests. The Commerce Department in December 2014 set anti-dumping duties at about 52% on most module imports from China and at 19.5% on most imports of Taiwanese cells. It has also slapped 39% anti-subsidy tariffs on most China-made panels. The new duties would further escalate trade tensions between the two countries at a time when the two nations were planning to work together in the common fight against global warming and carbon emissions. The U.S. believes that Chinese manufacturers have hitherto benefited from unfair subsidies offered by their government. Globally, China, the world’s prime manufacturer of solar panels, is emerging as the market leader for solar PV to meet the growing need for clean energy. The Chinese economy has been struggling and its stock market has sold off dramatically in recent months. As the world’s biggest producer of solar panels is now contending with lower growth forecasts (below 7% for 2015), decreasing exports along with industry overcapacity as well as the ongoing decline in the stock market, its solar industry may also be at risk. Beyond the China factor, the sector as a whole – and solar stocks in particular – have taken a beating ever since oil prices began to tumble last June. This weakness has persisted this year as well. The decline in oil prices has made renewable energy stocks unattractive, sparing neither U.S. nor Chinese solar companies. While the solar energy sector’s long-term potential is undeniable, the industry is faced with a number of near-term challenges that will likely keep these stocks under pressure. That said, the demand for solar energy is strengthening at a rapid clip and analysts see no fundamental correlation between the oil plunge and solar share losses. ETFs to Tap the Sector For investors seeking to play this trend in ETF form, the following series of alternative energy ETFs could make interesting picks. PowerShares WilderHill Clean Energy Portfolio ETF (NYSEARCA: PBW ) Launched in March 2005, PBW tracks the WilderHill Clean Energy Index and manages an asset base of $102.9 million which it invests in a portfolio of 45 stocks. It is well diversified across various sectors. Information Technology takes the top spot with a 51% allocation followed by Industrials (18%) and Utilities (15%). The fund’s top 10 holdings jointly contribute 31.7%. The product invests almost 90% in companies that are involved in the generation of cleaner energy and conservation. It charges a hefty 72 basis points in fees. Market Vectors Global Alternative Energy ETF (NYSEARCA: GEX ) Launched in May 2007, GEX tracks the Ardour Global Index, focusing on companies that are primarily engaged in the business of alternative energy comprising solar power, bioenergy, wind power, hydro-power and geothermal energy. The fund holds about 31 stocks in its pocket, has assets under management of $84 million and charges an expense ratio of 64 basis points annually. Apart from robust holdings in the U.S., the product offers solid exposure to China and some European countries. From a sector perspective, Industrials and Information Technology take the largest share with a respective 45% and 27.7%. Further, the fund’s top 10 holdings jointly contribute 62.69% to the fund. Vestas Wind Systems A/S, Tesla Motors Inc. (NASDAQ: TSLA ) and Eaton Corp Plc (NYSE: ETN ) are the top three holdings, with 28.88% of asset allocation in total. PowerShares Global Clean Energy Portfolio ETF (NYSEARCA: PBD ) This ETF follows the WilderHill New Energy Global Innovation Index, giving investors exposure to about 105 companies that are engaged in renewable sources of energy and technologies facilitating cleaner energy. Assets under management are just over $62.7 million and the expense ratio is 76 basis points a year. The fund’s top 10 holdings contribute 17.95% to it. PBD is heavy in Industrials, as this represents 31.36% of the fund. This is followed by Information Technology (30%) and Utilities (27.15%). In terms of countries, the U.S. dominates with 30.17% followed by China with 17.16%. First Trust NASDAQ Clean Edge Green Energy Index ETF (NASDAQ: QCLN ) This ETF tracks the NASDAQ Clean Edge Green Energy Index and follows a benchmark of clean energy companies, giving exposure to 48 such companies in total with an asset base of $83.3 million. The fund charges investors 60 basis points a year in fees for the exposure. The top 10 holdings comprise 55.18% of the total fund. Technology firms dominate this ETF, accounting for 31.96% of the assets, followed by Oil and Gas stocks with about 22.66%. In terms of geographical diversification, the fund is almost entirely focused on the U.S. market. iShares S&P Global Clean Energy Index ETF (NASDAQ: ICLN ) This ETF tracks the S&P Global Clean Energy Index with 29 holdings and an asset base of $71.8 million. ICLN charges investors 47 basis points a year in fees for the exposure. In terms of geographical breakdown, China leads the list with 26.33%, while the U.S. holds the second spot with 24.12%. ICLN is more inclined toward Renewable Electricity, representing 26.29% of the fund, although Heavy Electrical Equipment receives a big chunk as well (20.31%). The fund appears to be highly concentrated in the top 10 holdings with a share of 58.11%. Bottom Line The depletion of fossil fuel reserves, new and advanced technologies, accompanied with more competent alternative energy applications have made green power more feasible, injecting optimism into the sector. Yet, investors should closely track the political factors that could impact the sector. These include eco-friendly mandates and renewable energy agendas to see if potential benefits will spill over to the renewable companies and the sector ETFs. Original Post